Broker Check

The Market

Why build a practice that is focused on small-mid size businesses?: 

  • Small-mid size business owners control half of the personal financial assets in the US.
  • Half of all business owners do not have a personal financial plan.
  • Only 35% of successful family businesses survive through the 2nd generation.
  • Of those only 20% survive to the 3rd generation.
  • Only 1 in 3 privately owned businesses successfully transition to new ownership.
  • Business owners value professional advice and guidance.
  • There is very little competition among financial advisors who are uniquely qualified to serve these individuals that are most in need of help. 



Common Stock

Educational IRA

Traditional IRA

Roth IRA


Simple IRA

Brokerage Accounts

Treasury Bills

Government Securities

Treasury Notes

Variable Annuity

Financial Planning

Retirement Plans

Tax Plans

401(k) Planning

403(b) Planning

College Plans

Estate Plans

Money Purchasing Plans

Profit Sharing Plans


Disability Income Insurance

Life Insurance

Long-Term-Care Insurance

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.  |  919-521-0335